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Account & Regulation

457(b)

A deferred compensation plan for state and local government employees and some nonprofits. Separate contribution limit from 401(k) and 403(b), and no early withdrawal penalty at separation of service.

What is a 457(b)?

A 457(b) is a retirement plan offered by state and local governments and some nonprofit employers. The key feature that sets it apart: its contribution limit is separate from the 401(k) / 403(b) limit, so employees with access to both can contribute to each up to the full amount.

Key features

  • Separate contribution limit: an employee with a 401(k) or 403(b) and a 457(b) can max out both
  • No early withdrawal penalty: funds can be withdrawn at any age after leaving the employer without the 10% penalty that applies to 401(k) and IRAs
  • Pre-tax or Roth: many plans offer both
  • Governmental vs. non-governmental: governmental 457(b) balances are held in trust for employees. Non-governmental 457(b) balances remain the employer's general asset and are at risk if the employer goes bankrupt
  • Special catch-up: in the three years before normal retirement age, a 457(b) can allow a much larger catch-up contribution if the employee under-contributed in prior years

Who benefits

Public school teachers, firefighters, police officers, and state university employees often have access to a 403(b) and a 457(b) simultaneously. Using both can double the amount of tax-deferred contribution available each year.

Related Terms

401(k)

An employer-sponsored retirement plan where employees defer part of their salary into tax-advantaged investments. Contributions are pre-tax, growth is tax-deferred, and many employers offer a matching contribution.

403(b)

A retirement plan for employees of public schools, universities, churches, and certain nonprofits. Similar to a 401(k) in structure and contribution limits, with investments typically in annuities or mutual funds.

HSA

A Health Savings Account: a triple-tax-advantaged account for medical expenses. Contributions are deductible, growth is tax-free, and qualified medical withdrawals are tax-free. Often used as a stealth retirement account.

Roth 401(k)

A 401(k) variant funded with after-tax dollars. Investments grow tax-free and qualified withdrawals in retirement are tax-free, combining the high contribution limits of a 401(k) with the Roth tax treatment.

Roth IRA

A retirement account funded with after-tax dollars. Investments grow tax-free, and qualified withdrawals in retirement are completely tax-free, including all earnings.

SEP IRA

A retirement account for self-employed individuals and small business owners. Much higher contribution limits than a standard IRA, and contributions are tax-deductible.