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Account & Regulation

Cash Account

A brokerage account where all trades must be paid for in full with settled cash. No margin, no shorting, and rapid round-trips can trigger settlement violations.

What is a cash account?

A cash account is a brokerage account where you pay for every purchase in full with cash that has actually settled. No borrowing from the broker, no short selling, no leverage. It is the default account type for new investors and required for anyone who wants to avoid margin entirely.

Key features

  • Full settlement required: you must own enough settled cash or securities to cover every trade
  • T+1 settlement: proceeds from a stock sale settle one business day later under T+1 settlement
  • No short selling: you cannot sell a stock you do not own
  • No margin interest: no borrowing means no interest cost
  • No margin calls: positions cannot be force-liquidated for falling below maintenance

Settlement violations

Cash accounts have three specific violations that margin accounts avoid:

  • Good faith violation: buying and selling the same security before the proceeds from the first buy have actually settled. See Good Faith Violation
  • Free-riding: buying with cash you don't have yet, then using the proceeds from selling that same position to cover the original purchase
  • Cash liquidation: buying a security and then selling a different security after the fact to cover the purchase before the first trade settles

Three violations in a 12-month period typically triggers a 90-day restriction that requires settled cash for every purchase.

Who should use one

  • Long-term investors who never short or trade on leverage
  • Beginners who want to avoid the complexity and risk of margin
  • Anyone under the $25,000 PDT Rule threshold who still wants to trade frequently (a cash account lets you day trade without the PDT restriction, as long as you don't violate settlement rules)

Related Terms

Brokerage Account

A standard taxable investment account that holds stocks, ETFs, mutual funds, bonds, and other securities. No contribution limits or withdrawal restrictions, but gains, dividends, and interest are taxed each year.

Good Faith Violation

A violation in a cash account when you buy a stock with unsettled funds and sell it before those funds settle. Three violations in 12 months can restrict your account.

Margin Account

A brokerage account that allows borrowing against existing securities to buy more. Amplifies gains and losses, enables short selling, and incurs interest on the borrowed balance.

PDT Rule

FINRA's former Pattern Day Trader rule required a $25,000 minimum for active day trading. Overhauled April 2026: the $25K floor is gone, replaced by a $2,000 margin minimum and real-time intraday margin.

T+1 Settlement

The rule that stock trades settle one business day after execution. You sold shares today, the cash is officially yours tomorrow.

UGMA / UTMA

Custodial brokerage accounts that let an adult hold investments for a minor. Assets legally belong to the child and transfer to them at the age of majority.